Capital Markets Authority - PDFSEARCH.IO - Document Search Engine

Capital Markets Authority
Results: 196

#	Item
111	Orrick Client Alert March 3, 2009 U.K. Government Releases Additional Details on its Capital and Asset Protection Programme On February 26, 2009, Her Majesty’s Treasury (“HM Treasury”) released additional details r Add to Reading List Source URL: www.orrick.com Language: English - Date: 2013-01-04 13:24:20 Finance Financial markets Late-2000s financial crisis HM Treasury Financial Services Authority Short Treasury Economy of the United Kingdom United Kingdom Business
112	COM PLIANCE OFFICER – Debt Capital M arkets & Investm ent Banking Duncan-Williams, Inc. is seeking an experienced Compliance Officer for a position covering its Debt Capital Markets division. The Compliance Officer Add to Reading List Source URL: strategy.duncanwilliams.com Language: English - Date: 2013-03-21 10:03:53 Investment banking Financial Industry Regulatory Authority Chief compliance officer Law Business Economy of the United States United States securities law Corporate governance Regulatory compliance
113	Microsoft Word - 757019839_4.DOCX Add to Reading List Source URL: www.orrick.com Language: English - Date: 2014-04-21 14:26:16 Financial system Financial markets 73rd United States Congress United States Securities and Exchange Commission Broker-dealer Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Net capital rule Securities Exchange Act United States securities law Financial economics Finance
114	REVIEW OF SECURITIES REGULATION AfriCOG’s comments on the draft Capital Markets Authority Regulations Economic Governance Program Page 1 of 17 Add to Reading List Source URL: africog.org Language: English - Date: 2011-02-21 23:50:54 United States securities law Investment Finance 73rd United States Congress New Deal Securities Act Prospectus Regulation D Security United States Securities and Exchange Commission Financial economics Stock market
115	Advancing Financial Capability & Capital Markets Literacy Advancing Financial Capability Add to Reading List Source URL: www.sifma.org Language: English - Date: 2014-03-19 09:24:55 Stock market Securities Self-regulatory organizations Financial markets Bonds Securities Industry and Financial Markets Association Security Financial Industry Regulatory Authority Ameriprise Financial Financial economics Investment Financial system
116	Remarks by David A. Brown, Q.C. Chair, Ontario Securities Commission At the Standing Committee on Finance and Economic Affairs Legislative Assembly of Ontario Toronto, Ontario Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2012-08-26 17:45:24 Financial regulation Financial markets Securities Commission of New Zealand Securities Commission U.S. Securities and Exchange Commission International Organization of Securities Commissions Financial system Capital market Financial Services Authority Government Canadian law Canadian securities regulation
117	33074-rgl_12-1 Sheet No. 16 Side A[removed]:17:47 \\jciprod01\productn\R\RGL\12-1\RGL102.txt Add to Reading List Source URL: rjglb.richmond.edu Language: English - Date: 2013-04-05 08:38:18 Government Economics Securities Commission Financial system Financial Services Board Netherlands Authority for the Financial Markets Credit rating agency U.S. Securities and Exchange Commission Capital market Financial regulation International finance institutions International Organization of Securities Commissions
118	OTC MARKETS GROUP NEWS APRIL 2014 OTCQB: Building America’s Venture Stage Marketplace Public venture markets have long played an important role in fostering capital formation and the growth of early stage Add to Reading List Source URL: www.otcmarkets.com Language: English - Date: 2014-04-30 18:30:49 Investment Business American depositary receipt Financial Industry Regulatory Authority London Stock Exchange Security Stock market OTC Markets Group Financial economics
119	THE ILLINOIS TOLLWAY Land Acquisition Fact Sheet THE TOLLWAY HAS ESTABLISHED A FAIR LAND ACQUISITION POLICY As part of its capital planning process, the Illinois Add to Reading List Source URL: www.illinoistollway.com Language: English Road transport Land transport Illinois State Toll Highway Authority Appraiser Eminent domain Toll road Market value Valuation Interstate 355 Real estate Transport Financial markets
120	European Shadow Financial Regulatory Committee Statement No. 10 Madrid, 26 March 2001 THE REGULATION OF EUROPEAN SECURITIES MARKETS: THE LAMFALUSSY REPORT Add to Reading List Source URL: www.esfrc.eu Language: English - Date: 2012-09-07 21:49:36 Financial markets Government Law Financial regulation Committee of Wise Men on the Regulation of European Securities Markets Economy of the Republic of Ireland Comitology Financial Services Authority Capital market European Union European Commission Economy of the European Union

UPDATE